About
Introductions and Conclusions in Academic Papers
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Table of Contents
Introductions
In the Beginning . .
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In the Beginning .
. . (Revisited)
Longer Introduction
Introductions in Exploratory
Essays
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Conclusions
In conclusion, just
let me say . . .
Think "Combination"
In the Beginning
. . .
By now you should be familiar with the traditional
"thesis-support" essay, often introduced as the "five-paragraph essay"
with an introductory paragraph, a three-paragraph body, and a concluding
paragraph. Whether five paragraphs or five hundred in length, the "thesis-support"
paper is probably the most familiar essay pattern to most college students.
For the introduction, you learned that the thesis
sentence (or "controlling statement") comes at the end of the paragraph.
It is introduced by an effective title. Following the title, in the opening
of the introductory paragraph, an interest device of some sort--a rhetorical
question, catchy claim or startling statement, an emotional appeal, an
anecdote, or whatever--that triggers the interest of the reader and
provides transition to the thesis.
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In the Beginning . . . (Revisited)
It may come as a surprise to note that not all
effective expository compositions need to follow the traditional "thesis-support"
outline; that, in fact, many academic papers do not begin with a fully
developed introductory paragraph (at least like the one described above).
The conventional introductory paragraph presupposes
an uninterested or uncommitted audience who need to be stimulated to accept
a thesis sentence. But how do you begin a composition for the enthusiastic
audience already "members of the choir," so to speak? Most business correspondences--memos,
short informal reports, proposals, etc.--will begin with a sentence or
two that states the proposal, the conclusion, the objective, or the request--or
the "thesis," if you will--with no background or context information at
the beginning.
In short, it is not always appropriate to begin
with an interest device, and particularly in short academic papers--essays
addressing, for example, a single source--the first paragraph may look
very different. Below is an example of an opening paragraph for a
paper that will analyze an argument addressed in a book review. Note
that the opening paragraph reproduced here introduces the article under
consideration, the main idea of the book under review, and a citation of
both authors (the writer of the review and the author of the book being
reviewed). The paragraph closes with an analysis of the reviewer's assessment
of the text:
| In his
essay, "Author Affirms Campus Hypocrisy," in the April 22, 1991, issue
of Insight, Stephen Goode reviews Dinesh D'Souza's Illiberal
Education: The Politics of Race and Sex on Campus. The book, notes
Goode, addresses the negative effects on higher education of "affirmative
action plus all it has given birth to on college campuses: falling standards
of student achievement, the loud, unceasing denunciation of Western civilization,
the special consideration demanded by groups that call themselves oppressed--minorities,
women, and homosexuals." Goode's review is sympathetic to D'Souza's attack
on the "politically correct" movement in American universities, and he
argues on behalf of D'Souza's thesis. |
This paragraph is not unlike those found
at the beginning of many academic papers--student papers that address very
narrow topics about a secondary source (book, journal article, magazine
article, etc.) That is, the paragraph is a "context" or "background" statement
which helps to orient the reader to the task at hand rather than to "sell
a thesis" as you find in the traditoinal introductory paragraph.
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Longer Introductions
Of course, introductions in monographs (long
essays) or book-length studies may run for a chapter or even longer.
Even in those cases, however, they are frequently functioning to provide
background rather to promote a thesis.
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Introductions in "Exploratory"
Essays
"Exploratory" essays, sometimes referred to as
"non-deductive" essays or "inductive" essays, engage the reader in an analysis
of a subject, and from that analysis a conclusion is derived as a kind
of natural consequence or obvious point drawn from the exploration. In
the case of the "exploratory essay," the introduction functions to stimulate
reader interest in the broad subject area or related topic rather than
in a position statement or "thesis." The "thesis" or major point of the
exploratory essay will appear at the end of the essay--in the last paragraph
or section of the paper, sometimes as the very last sentence itself (as
often found in magazine editorials).
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"In conclusion,
just let me say . . ."
Just as important as the introduction (and often
as frustrating to compose), concluding paragraphs function to help frame
an essay, in the case of a conclusion, of course, to create a sense of
closure to a discussion.
When many students think of a conclusion, they
think of summary. While summary is a valuable pattern of development for
conclusions (as well as other places in academic essays), summaries are
not always appropriate. In fact, several other developmental patters offer
writers a variety of approaches to closing essays.
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Alternatives to Summary
Description
One alternative to summary is description. The
conclusion can illuminate the final or finished product at the end of a
process, or it might be used to reveal the fullest presentation of a concept
that has been evolving, step by step, throughout the composition.
Projection
Another alternative to summary is projection,
the anticipation of future studies or the direction(s) for subsequent explorations.
Such projections help to establish a broader context for the content of
the essay. Reference to a broader vision of the topic enhances the authority
of the writer whose ideas reflect a greater understanding of the subject
that stretch beyond the scope of the essay itself.
Appeal to an External Authority
A technique of public speaking, an appeal to
the voice of an authority, imported from beyond the limited content of
the paper itself, may enrich the sense of importance of final points made
at the closing of a paper. Quote an immanent person easily recognized and
highly respected by the reader to reinforce the value of your paper.
Emotional Appeal
Always perhaps a little exploitive, emotional
appeals, nevertheless, provide incentive for action and reaction to compositions.
Balanced by a carefully reasoned argument in the essay itself, the emotional
appeal must be effected with tact and a sensitivity to the emotional limits
of the reader. An emotional element that is too strong invites a reader's
revolt.
Periodic Development
Periodic development of any expository unit--a
sentence, a paragraph, an essay or longer composition--always places the
most important concept last. Use the last paragraph to state and develop
the most striking or significant idea of the paper if, in doing so, the
paragraph will punctuate the progressive sequence of ideas.
Expansion
Expansion places the main ideas of the essay
in a broader context than perhaps the original discussion developed. Expansion
helps the reader to understand the fuller significance of the main ideas
of the essay. Use the last paragraph to explain the relationship of the
essay to larger or broader issues to which the discussion is related.
Echo
A concluding paragraph may "echo" or allude to
key details used in the introduction. A reference to features of the interest
device(s) signals the reader that the discussion has come "full circle."
In other words, the echo creates a stylistic frame which suggests completeness
and finality.
Evaluation
A final alternative to summary is evaluation,
the use of the concluding statements to judge the subject under discussion
or to frame a final persuasive appeal to the reader's allegiance or opinion(s).
Evaluation always answers the critical question of "why?"--"why" the subject
succeeds or fails according to some standard or criterion, or it seeks
to persuade the reader, explaining why one alternative is the more acceptable
from among others in the field.
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Think "Combination"
As you approach the development of your conclusion,
think of the possibility of one or more of these in combination as alternatives
to a simple summary, or think about the possiblity of combining summary
with one of the patterns above.
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