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About
Introductions and Conclusions in Academic Papers
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Table of Contents
Introductions
In the Beginning
. . .
In the Beginning . . . (Revisited)
Longer Introduction
Introductions in Exploratory Essays
Conclusions
In conclusion, just let me say . . .
Think "Combination"
In the Beginning .
. .
By now you should be familiar with the
traditional "thesis-support" essay, often introduced as the "five-paragraph
essay" with an introductory paragraph, a three-paragraph body,
and a concluding paragraph. Whether five paragraphs or five hundred
in length, the "thesis-support" paper is probably the most familiar
essay pattern to most college students.
For the introduction, you learned that the thesis
sentence (or "controlling statement") comes at the end of the
paragraph. It is introduced by an effective title. Following the title,
in the opening of the introductory paragraph, an interest device of some
sort--a rhetorical question, catchy claim or startling statement, an
emotional appeal, an anecdote, or whatever--that triggers the interest
of the reader and provides transition to the thesis.
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In the Beginning . . . (Revisited)
It may come as a surprise to note that
not all effective expository compositions need to follow the traditional
"thesis-support" outline; that, in fact, many academic papers
do not begin with a fully developed introductory paragraph (at least like
the one described above).
The conventional introductory paragraph presupposes
an uninterested or uncommitted audience who need to be stimulated to accept
a thesis sentence. But how do you begin a composition for the enthusiastic
audience already "members of the choir," so to speak? Most business
correspondences--memos, short informal reports, proposals, etc.--will begin
with a sentence or two that states the proposal, the conclusion, the objective,
or the request--or the "thesis," if you will--with no background
or context information at the beginning.
In short, it is not always appropriate to begin
with an interest device, and particularly in short academic papers--essays
addressing, for example, a single source--the first paragraph may look
very different. Below is an example of an opening paragraph for a
paper that will analyze an argument addressed in a book review. Note
that the opening paragraph reproduced here introduces the article under
consideration, the main idea of the book under review, and a citation of
both authors (the writer of the review and the author of the book being
reviewed). The paragraph closes with an analysis of the reviewer's assessment
of the text:
| In his
essay, "Author Affirms Campus Hypocrisy," in the April 22,
1991, issue of Insight, Stephen Goode reviews Dinesh D'Souza's Illiberal
Education: The Politics of Race and Sex on Campus. The book, notes
Goode, addresses the negative effects on higher education of "affirmative
action plus all it has given birth to on college campuses: falling standards
of student achievement, the loud, unceasing denunciation of Western civilization,
the special consideration demanded by groups that call themselves oppressed--minorities,
women, and homosexuals." Goode's review is sympathetic to D'Souza's
attack on the "politically correct" movement in American universities,
and he argues on behalf of D'Souza's thesis. |
This paragraph is not unlike those found at the
beginning of many academic papers--student papers that address very narrow
topics about a secondary source (book, journal article, magazine article,
etc.) That is, the paragraph is a "context" or "background"
statement which helps to orient the reader to the task at hand rather than
to "sell a thesis" as you find in the traditional introductory
paragraph.
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Longer Introductions
Of course, introductions in monographs (long essays) or book-length
studies may run for a chapter or even longer. Even in those cases,
however, they are frequently functioning to provide background rather to
promote a thesis.
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Introductions in "Exploratory"
Essays
"Exploratory" essays, sometimes
referred to as "non-deductive" essays or "inductive"
essays, engage the reader in an analysis of a subject, and from that analysis
a conclusion is derived as a kind of natural consequence or obvious point
drawn from the exploration. In the case of the "exploratory essay,"
the introduction functions to stimulate reader interest in the broad subject
area or related topic rather than in a position statement or "thesis."
The "thesis" or major point of the exploratory essay will appear
at the end of the essay--in the last paragraph or section of the paper,
sometimes as the very last sentence itself (as often found in magazine
editorials).
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"In conclusion,
just let me say . . ."
Just as important as the introduction
(and often as frustrating to compose), concluding paragraphs function to
help frame an essay, in the case of a conclusion, of course, to create
a sense of closure to a discussion.
When many students think of a conclusion, they
think of summary. While summary is a valuable pattern of development for
conclusions (as well as other places in academic essays), summaries are
not always appropriate. In fact, several other developmental patters offer
writers a variety of approaches to closing essays.
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Alternatives to Summary
Description
One alternative to summary is description. The conclusion can illuminate
the final or finished product at the end of a process, or it might be used
to reveal the fullest presentation of a concept that has been evolving,
step by step, throughout the composition.
Projection
Another alternative to summary is projection, the anticipation of future
studies or the direction(s) for subsequent explorations. Such projections
help to establish a broader context for the content of the essay. Reference
to a broader vision of the topic enhances the authority of the writer whose
ideas reflect a greater understanding of the subject that stretch beyond
the scope of the essay itself.
Appeal to an External Authority
A technique of public speaking, an appeal
to the voice of an authority, imported from beyond the limited content
of the paper itself, may enrich the sense of importance of final points
made at the closing of a paper. Quote an immanent person easily recognized
and highly respected by the reader to reinforce the value of your paper.
Emotional Appeal
Always perhaps a little exploitive, emotional appeals, nevertheless, provide
incentive for action and reaction to compositions. Balanced by a carefully
reasoned argument in the essay itself, the emotional appeal must be effected
with tact and a sensitivity to the emotional limits of the reader. An emotional
element that is too strong invites a reader's revolt.
Periodic Development
Periodic development of any expository unit--a sentence, a paragraph,
an essay or longer composition--always places the most important concept
last. Use the last paragraph to state and develop the most striking or
significant idea of the paper if, in doing so, the paragraph will punctuate
the progressive sequence of ideas.
Expansion
Expansion places the main ideas of the essay in a broader context
than perhaps the original discussion developed. Expansion helps the reader
to understand the fuller significance of the main ideas of the essay. Use
the last paragraph to explain the relationship of the essay to larger or
broader issues to which the discussion is related.
Echo
A concluding paragraph may "echo" or allude to key details
used in the introduction. A reference to features of the interest device(s)
signals the reader that the discussion has come "full circle."
In other words, the echo creates a stylistic frame which suggests completeness
and finality.
Evaluation
A final alternative to summary is evaluation, the use of the concluding
statements to judge the subject under discussion or to frame a final persuasive
appeal to the reader's allegiance or opinion(s). Evaluation always answers
the critical question of "why?"--"why" the subject
succeeds or fails according to some standard or criterion, or it seeks
to persuade the reader, explaining why one alternative is the more acceptable
from among others in the field.
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Think "Combination"
As you approach the development of your conclusion, think of the possibility
of one or more of these in combination as alternatives to a simple summary,
or think about the possibility of combining summary with one of the patterns
above.
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This page was last modified
on July 9, 2005,
and is maintained by
Dr.
Geoffrey A. Grimes.
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